SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL OMB Number: 3235-0104 Estimated average burden hours per response: 0.5

1. Name and Address of Reporting Person* GEISLER JAMES E (Last) (First) (Middle) UNITED TECHNOLOGIES CORPORATION ONE FINANCIAL PLAZA (Street) HARTFORD CT 06101 (City) (State) (Zip)	2. Date of Event Requiring Statement (Month/Day/Year) 02/03/2004	3. Issuer Name and Ticker or Trading Symbol UNITED TECHNOLOGIES CORP /DE/ [ UTX ]
		4. Relationship of Reporting Person(s) to Issuer (Check all applicable) Director 10% Owner X Officer (give title below) Other (specify below) Vice President, Finance	5. If Amendment, Date of Original Filed (Month/Day/Year)
			6. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	1,126.9991	I	By Savings Plan Trustee

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Non-Qualified Stock Option (right to buy)	01/02/2001	01/01/2008	Common Stock	1,000	36.5625	D
Non-Qualified Stock Option (right to buy)	01/02/2001	01/01/2008	Common Stock	2,000	36.5625	D
Non-Qualified Stock Option (right to buy)	01/04/2002	01/03/2009	Common Stock	7,000	54	D
Non-Qualified Stock Option (right to buy)	01/03/2003	01/02/2010	Common Stock	8,200	62.5	D
Non-Qualified Stock Option (right to buy)	01/02/2004	01/01/2011	Common Stock	7,600	75.25	D
Non-Qualified Stock Option (right to buy)	04/26/2004	04/25/2011	Common Stock	50,000	77	D
Non-Qualified Stock Option (right to buy)	01/02/2005	01/01/2012	Common Stock	12,800	64.34	D
Non-Qualified Stock Option (right to buy)	01/02/2006	01/01/2013	Common Stock	15,000	63.41	D
Non-Qualified Stock Option (right to buy)	01/09/2007	01/08/2014	Common Stock	10,700	93.52	D

Explanation of Responses:

	By: /s/ Charles F. Hildebrand as Attorney-in-Fact	02/09/2004
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.