SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Timm Stephen J.

(Last) (First) (Middle)
10 FARM SPRINGS ROAD

(Street)
FARMINGTON CT 06032

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/07/2020
3. Issuer Name and Ticker or Trading Symbol
UNITED TECHNOLOGIES CORP /DE/ [ UTX ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President, Collins Aerospace
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 1,482 D
Common Stock 304 I By Savings Plan Trustee
Common Stock 371 I By Spouse's Savings Plan Account
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units RSU 02/05/2022 (1) Common Stock 1,463 (1) D
Restricted Stock Units RSU 10/02/2020 (2) Common Stock 1,247 (2) D
Restricted Stock Units RSU 11/13/2020 (2) Common Stock 416 (2) D
Rockwell NQSP (3) (3) Common Stock 70.988 (3) D
Stock Appreciation Right 02/05/2022 02/04/2029 Common Stock 4,400(4) 120.77 D
Stock Appreciation Right 07/02/2022 07/01/2029 Common Stock 12,600 131.96 D
Explanation of Responses:
1. Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of UTC Common Stock.
2. Each restricted stock unit (RSU) represents a contingent right to receive one share of UTC common stock.
3. Each Rockwell Non-Qualified Savings Plan ("NQSP") stock unit is the economic equivalent of one share of UTC common stock. The reported NQSP stock units were acquired under legacy Rockwell Collins' NQSP, an excess benefit plan, and are to be settled upon the reporting person's retirement or other termination of service.
4. The reporting person was also awarded 960 performance share units (PSUs) under the UTC Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's return on invested capital, earnings per share growth and total shareholder return relative to the S&P 500 index over a three-year time period.
Remarks:
timm.txt
/s/ Ariel R. David as Attorney-in-Fact 02/14/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
                                                       POWER OF ATTORNEY

Know all by these presents that the undersigned hereby constitutes and appoints
each of Charles D. Gill, Peter J. Graber-Lipperman Edward G. Perrault and Ariel
R. David, signing individually, as the undersigned's true and lawful
attorney-in-fact to:

(1)	execute, for and on behalf of the undersigned, Forms 3, 4, and 5 (and any
replacement form or successor to such forms, as may be established by the U.S.
Securities and Exchange Commission from time to time) in accordance with Section
  16(a) of the Securities Exchange Act of 1934, as amended from time to time and
  the rules thereunder;

(2)	execute, for and on behalf of the undersigned, any Form 144 (and any
replacement form or successor to such form, as may be established by the U.S.
Securities and Exchange Commission from time to time) required to be filed on
behalf of the undersigned in accordance with Rule 144 of the U.S. Securities and
  Exchange Commission, as amended from time to time;

(3)	do and perform any and all acts for and on behalf of the undersigned which
may be necessary or desirable to complete and execute any of the documents
referred to in items (1) and (2) above and timely file the same with the U.S.
Securities and Exchange Commission and any stock exchange or similar authority;
and

(4)	take any action of any type whatsoever in connection with the foregoing
(including but not limited to the execution of any written representations
required on behalf of the undersigned to confirm compliance with Rule 144)
which, in the opinion of such attorney-in-fact, may be of benefit to, in the
best interest of, or legally required by, the undersigned, it being understood
that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.

The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
  could do if personally present, with full power of substitution or revocation,
  hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted.  The undersigned acknowledges that the foregoing attorneys-in-fact, in
serving in such capacity at the request of the undersigned, are not assuming,
nor is United Technologies Corporation (the "Company") assuming, any of the
undersigned's responsibilities to comply with Section 16 of the Securities
Exchange Act of 1934, Rule 144 of the U.S. Securities and Exchange Commission or
  any other provision of the securities laws.

This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file any of the documents referred to above
  with respect to the undersigned's holdings of and transactions in securities
issued by the Company, unless earlier revoked by the undersigned in a signed
writing delivered to the foregoing attorneys-in-fact.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 11th day of February 2020



/s/Stephen J. Timm
Stephen J. Timm